Unless otherwise defined in this announcement, terms defined in the prospectus of Zhengzhou
Coal Mining Machinery Group Company Limited (the “Company”) dated 22 November 2012
(the “Prospectus”) have the same meanings when used in this announcement.
Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited
(the “Hong Kong Stock Exchange”) and Hong Kong Securities Clearing Company Limited
(“HKSCC”) take no responsibility for the contents of this announcement, make no
representation as to its accuracy or completeness and expressly disclaim any liability
whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of
the contents of this announcement.
This announcement is for information purposes only and does not constitute an invitation
or offer to acquire, purchase or subscribe for securities. Potential investors should read
the Prospectus issued by the Company for detailed information about the Global Offering
described below before deciding whether or not to invest in the H Shares.
The information contained herein does not, and does not intend to, constitute an offer to
sell or an invitation or solicitation of an offer to buy or subscribe for the securities of the
Company in the United States. The securities referred to herein may not be offered or sold in the
United States absent registration under the United States Securities Act of 1933, as amended
(the “U.S. Securities Act”), or an applicable exemption from the registration requirements of
the U.S. Securities Act. No public offering of securities will be made in the United States.
The Joint Global Coordinators confirm that there is no over-allocation in the International
Offering and no Over-allotment Option will be anticipated to be exercised. As disclosed
in the section headed “Underwriting — Stabilization” in the Prospectus, CITIC Securities
Corporate Finance (HK) Limited has been appointed as the stabilizing manager.
Prospective investors of the Offer Shares should note that the Joint Global Coordinators
are entitled, in their absolute discretion, to terminate the obligations under the Hong Kong
Underwriting Agreement by notice in writing to the Company, upon the occurrence of any
of the events set out in the section headed “Underwriting — Underwriting Arrangements
and Expenses — The Hong Kong Public Offering — Hong Kong Underwriting Agreement
— Grounds for Termination” in the Prospectus, at any time prior to 8:00 a.m. (Hong Kong
time) on the date on which dealings in the H Shares first commence on the Hong Kong Stock
Exchange (which is currently expected to be on Wednesday, 5 December 2012).– 2 –
Zhengzhou Coal Mining Machinery Group Company Limited
鄭州煤礦機械集團股份有限公司
(A joint stock limited company incorporated in the People’s Republic of China with limited liability)
GLOBAL OFFERING
Number of Offer Shares under
the Global Offering
: 221,122,000 H Shares
Number of Hong Kong Offer Shares : 4,398,200 H Shares
Number of International Offer Shares : 216,723,800 H Shares
Offer Price : HK$10.38 per H Share, exclusive of
brokerage of 1%, SFC transaction
levy of 0.003% and Hong Kong Stock
Exchange trading fee of 0.005%
Nominal value : RMB1.00 per H Share
Stock code : 0564– 3 –
• The Offer Price has been determined at HK$10.38 per H Share (exclusive of
brokerage of 1%, SFC transaction levy of 0.003% and Hong Kong Stock Exchange
trading fee of 0.005%).
• Based on the Offer Price of HK$10.38 per H Share, the net proceeds from the
Global Offering to be received by the Company, after deduction of the underwriting
commissions and other estimated expenses payable by the Company in the Global
Offering, is estimated to be approximately HK$2,145.25 million.
• A total of 903 valid applications have been received pursuant to the Hong Kong
Public Offering on WHITE and YELLOW Application Forms and through giving
electronic application instructions to HKSCC via CCASS and to the White Form
eIPO Service Provider under the White Form eIPO service for a total of 4,398,200
Hong Kong Offer Shares, equivalent to approximately 0.20 times of the total number
of 22,112,400 Hong Kong Offer Shares initially available for subscription under the
Hong Kong Public Offering.
• The final number of Offer Shares under the Hong Kong Public Offering is 4,398,200
Offer Shares, representing approximately 1.99% of the total number of Offer Shares
initially available under the Global Offering.
• Since the Hong Kong Public Offering is not fully subscribed for, the reallocation
procedure as described in section headed “Structure of the Global Offering — The
Hong Kong Public Offering — Reallocation” in the Prospectus has been applied. A
total number of 17,714,200 Offer Shares initially available under the Hong Kong
Public Offering have been reallocated to the International Offering. Accordingly, no
clawback mechanism has been effected.
• During the book-building process, sufficient indications were received for all Offer
Shares initially available under the International Offering. However, the final orders
for the International Offer Shares were for less than all the Offer Shares made
available under the International Offering. As a result of the above reallocation
procedure, 216,723,800 Offer Shares are made available for the International
Offering, representing approximately 98.01% of the total number of Offer Shares
initially available under the Global Offering. Of the 216,723,800 Offer Shares made
available for the International Offering, 188,961,600 Offer Shares were subscribed
for during the book-building process. Several Joint Global Coordinators, namely,
CITIC Securities Corporate Finance (HK) Limited, UBS AG, Hong Kong Branch
and Deutsche Bank AG, Hong Kong Branch, each as an International Underwriter,
or one or more of their respective affiliates, pursuant to the terms of the International
Underwriting Agreement, have taken up, respectively, 22,402,600, 4,649,600 and
710,000 unsubscribed International Offer Shares comprised in the International
Offering (including the Offer Shares reallocated from the Hong Kong Public Offering
to the International Offering). Pursuant to Paragraph 8 of Appendix 6 to the Hong
Kong Listing Rules, where securities are made available by the lead broker direct to
the general public by application direct to the lead broker and there is insufficient
public demand, the amount not taken up can be redistributed to clients of the lead
broker. Save as disclosed, according to the Joint Global Coordinators, none of the
Underwriters, their respective affiliated companies and the connected clients of the
lead broker or of any distributors (as defined in Appendix 6 to the Hong Kong Listing
Rules) has taken up any Offer Shares for its own account under the International
Offering.– 4 –
• The Joint Global Coordinators confirm that there is no over-allocation in the
International Offering and no Over-allotment Option will be anticipated to be
exercised. As disclosed in the section headed “Underwriting — Stabilization” in the
Prospectus, CITIC Securities Corporate Finance (HK) Limited has been appointed as
the stabilizing manager. Several Joint Global Coordinators, namely, CITIC Securities
Corporate Finance (HK) Limited, UBS AG, Hong Kong Branch and Deutsche Bank
AG, Hong Kong Branch, each as an International Underwriter, or one or more of their
respective affiliates, have taken up certain unsubscribed International Offer Shares as
described above which are not subject to lock-up and they may consider disposing of
such Shares after Listing as they deem appropriate.
• The Offer Price, the indication of the level of interest in the International Offering,
the basis of allocation of the Hong Kong Offer Shares and the indication of the level
of applications in the Hong Kong Public Offering are published in the South China
Morning Post (in English) and the Hong Kong Economic Times (in Chinese), and on
the website of the Company at http://www.zzmj.com and the website of the Hong Kong
Stock Exchange at http://www.hkexnews.hk on Tuesday, 4 December 2012.
• In relation to the Hong Kong Public Offering, the results of allocations which will
include the Hong Kong identity card/passport/Hong Kong business registration
numbers of successful applicants (where supplied) and the number of Hong Kong
Offer Shares successfully applied for under WHITE and YELLOW Application
Forms, by White Form eIPO service and by giving electronic application
instructions to HKSCC via CCASS) of the Hong Kong Offer Shares will be available
at the times and dates and in the manner specified below:
— designated results of allocations websites at http://www.iporesults.com.hk,
http://www.zzmj.com and http://www.hkexnews.hk on a 24-hour basis from 8:00 a.m. on
Tuesday, 4 December 2012 to 12:00 midnight on Monday, 10 December 2012.
The user will be required to key in the Hong Kong identity card/passport/Hong
Kong business registration number provided in his/her/its application to search
for his/her/its own allocation result;
— the Company’s Hong Kong Public Offering allocation results telephone enquiry
line. Applicants may find out whether or not their applications have been
successful and the number of Hong Kong Offer Shares allocated to them, if
any, by calling 2862 8669 between 9:00 a.m. and 10:00 p.m. from Tuesday,
4 December 2012 to Friday, 7 December 2012; and
— special allocation results booklets at all the receiving bank branches and subbranches
listed in this announcement at the addresses set out in the paragraph
headed “Results of Allocations” below during opening hours of such individual
branches and sub-branches from Tuesday, 4 December 2012 to Thursday,
6 December 2012.– 5 –
• Applicants who apply for 1,000,000 or more Hong Kong Offer Shares using WHITE
Application Forms and have indicated their intention in their WHITE Application
Forms to collect their H Share certificates (if any) and/or refund cheques (if any) in
person may collect their H Share certificates (if any) and/or refund cheques (if any) in
person from the Company’s H Share Registrar, Computershare Hong Kong Investor
Services Limited, at Shops 1712–1716, 17th Floor, Hopewell Centre, 183 Queen’s
Road East, Wanchai, Hong Kong between 9:00 a.m. and 1:00 p.m. on Tuesday,
4 December 2012, or such other date as notified by the Company in the South China
Morning Post (in English) and the Hong Kong Economic Times (in Chinese) and on
the website of the Company at http://www.zzmj.com and the website of the Hong Kong
Stock Exchange at http://www.hkexnews.hk.
• H Share certificates (if any) and/or refund cheques (if any) for Hong Kong Offer
Shares allotted to applicants using WHITE Application Forms or White Form
eIPO service which are either not available for personal collection, or which are so
available but are not collected in person, are expected to be dispatched by ordinary
post to those entitled at their own risk on Tuesday, 4 December 2012.
• Applicants who have applied for 1,000,000 Hong Kong Offer Shares or more
through the White Form eIPO service by submitting an electronic application to
the designated White Form eIPO Service Provider through the designated website
at http://www.eipo.com.hk and whose applications are wholly or partially successful may
collect their H Share certificates in person from the Company’s H Share Registrar,
Computershare Hong Kong Investor Services Limited, at Shops 1712–1716, 17th
Floor, Hopewell Centre, 183 Queen’s Road East, Wanchai, Hong Kong from
9:00 a.m. to 1:00 p.m. on Tuesday, 4 December 2012, or such other date as notified
by the Company in the South China Morning Post (in English) and the Hong Kong
Economic Times (in Chinese) and on the website of the Company at http://www.zzmj.com
and the website of the Hong Kong Stock Exchange at http://www.hkexnews.hk.
• Applicants who apply through the White Form eIPO service and paid their
application monies through single bank accounts may have refund monies (if any)
dispatched on Tuesday, 4 December 2012 to the application payment accounts in
the form of e-refund payment instructions. Applicants who apply through the White
Form eIPO service and paid their application monies through multiple bank accounts
may have refund monies (if any) dispatched on Tuesday, 4 December 2012 to the
address as specified in their application instructions to the White Form eIPO Service
Provider in the form of refund cheques, by ordinary post at their own risk.
• Applicants who have applied for 1,000,000 Hong Kong Offer Shares or more using
YELLOW Application Forms and have indicated on their Application Forms that
they wish to collect their refund cheques (if any) in person may collect refund
cheques (if any) in person from the Company’s H Share Registrar, Computershare
Hong Kong Investor Services Limited, at Shops 1712–1716, 17th Floor, Hopewell
Centre, 183 Queen’s Road East, Wanchai, Hong Kong from 9:00 a.m. to 1:00 p.m.
on Tuesday, 4 December 2012, or such other date as notified by the Company in
the South China Morning Post (in English) and the Hong Kong Economic Times (in
Chinese) and on the website of the Company at http://www.zzmj.com and the website of
the Hong Kong Stock Exchange at http://www.hkexnews.hk.– 6 –
• H Share certificates for Hong Kong Offer Shares allotted to applicants using
YELLOW Application Forms and to those who applied by giving electronic
application instructions to HKSCC via CCASS are expected to be issued in the
name of HKSCC Nominees and deposited into CCASS for credit to their CCASS
Investor Participant stock accounts or their designated CCASS Participants’ stock
accounts on Tuesday, 4 December 2012, or under contingent situation, on any other
date as shall be determined by HKSCC or HKSCC Nominees.
• Refund cheques (if any) for applicants using YELLOW Application Forms which
are either not available for personal collection or which are available but are not
collected in person are expected to be dispatched by ordinary post to their addresses
on their application forms by ordinary post and at their own risk.
• Refund monies (if any) for applicants giving electronic application instructions to
HKSCC via CCASS are expected to be credited to the relevant applicants’ designated
bank accounts or the designated bank accounts of their brokers or custodians on
Tuesday, 4 December 2012.
• Pursuant to the cornerstone investment agreements entered into with the Cornerstone
Investors as described in the section headed “Cornerstone Investors” of the
Prospectus, the Cornerstone Investors have in aggregate subscribed for 89,596,800
H Shares, which represents approximately 5.53% of the Company’s total issued share
capital immediately following the completion of the Global Offering (on the basis
that the Over-allotment Option is not exercised).
Related information of the subscription by each of the Cornerstone Investors is set
out below:
Cornerstone Investors
Number of
H Shares
Approximate
percentage of the
enlarged issued
share capital
China Huadian HongKong Company
Limited 22,399,200 1.38%
Eldon Development Ltd. 7,466,400 0.46%
Topful Holdings Limited 37,332,000 2.30%
Yitai (Group) HK Co., Ltd. 22,399,200 1.38%
Total 89,596,800 5.53%
Note: Any discrepancies in the above table between totals and sums of amounts listed therein are due
to rounding.– 7 –
• H Share certificates will only become valid certificates of title at 8:00 a.m. on
Wednesday, 5 December 2012, provided that (a) the Global Offering has become
unconditional in all aspects and (b) the right of termination as described in the
section headed “Underwriting — Underwriting Arrangements and Expenses — The
Hong Kong Public Offering — Hong Kong Underwriting Agreement — Grounds for
Termination” in the Prospectus has not been exercised.
• The Company will not issue any temporary documents of title. No receipts will be
issued for application monies paid. Dealings in the H Shares on the Hong Kong Stock
Exchange are expected to commence at 9:00 a.m. on Wednesday, 5 December 2012.
The H Shares will be traded in board lots of 200 H Shares each. The stock code of
the H Shares is 0564.
OFFER PRICE AND USE OF NET PROCEEDS FROM THE GLOBAL OFFERING
The Offer Price has been determined at HK$10.38 per H Share (exclusive of brokerage of
1%, SFC transaction levy of 0.003% and Hong Kong Stock Exchange trading fee of 0.005%).
Based on the Offer Price of HK$10.38 per H Share, the net proceeds from the Global
Offering to be received by the Company, after deduction of the underwriting commissions
and other offering expenses payable by the Company in the Global Offering, is estimated to
be approximately HK$2,145.25 million and the Company currently intends to use such net
proceeds for the following purposes:
• approximately HK$471.06 million (equivalent to approximately RMB382.50 million)
will be used for establishing overseas manufacturing and related facilities in Russia and
India to implement our international business expansion plans;
• approximately HK$282.64 million (equivalent to approximately RMB229.50 million)
will be used for establishing overseas aftermarket service network and parts and
components centers in Russia, the United States, India, Turkey and Australia;
• approximately HK$282.64 million (equivalent to approximately RMB229.50 million)
will be used for establishing an international sales and marketing network;
• approximately HK$235.53 million (equivalent to approximately RMB191.25 million)
will be used for establishing overseas coal mining transport equipment manufacturing
facilities in Russia;
• approximately HK$235.53 million (equivalent to approximately RMB191.25 million)
will be used for establishing international research and development platforms in
Germany and the United States, and generally enhancing our research and development
capabilities to support sustainable, long-term growth;
• approximately HK$376.85 million (equivalent to approximately RMB306.00 million)
will be used to develop our coal washing equipment product segment and establish a
related manufacturing facility;– 8 –
• approximately HK$235.53 million (equivalent to approximately RMB191.25 million)
will be used to procure raw materials and equipment necessary for our operations,
particularly for the import of special purpose parts and components from overseas
countries specifically for use in producing our high-end hydraulic roof supports,
including electronic hydraulic control systems; and
• any remaining balance will be used to fund our working capital and other general
corporate purposes.
APPLICATIONS AND INDICATIONS OF INTEREST RECEIVED
The Directors announce that at the close of the application lists at 12:00 noon on Tuesday,
27 November 2012, a total of 903 valid applications (including applications on WHITE and
YELLOW Application Forms and through giving electronic application instructions to
HKSCC via CCASS and to the White Form eIPO Service Provider through the White Form
eIPO service (www.eipo.com.hk)) have been received pursuant to the Hong Kong Public
Offering for a total of 4,398,200 Hong Kong Offer Shares, equivalent to approximately 0.20
times of the total number of 22,112,400 Hong Kong Offer Shares initially available under the
Hong Kong Public Offering.
Of all the 903 valid applications, 901 applications on WHITE and YELLOW Application
Forms or to the designated White Form eIPO Service Provider through White Form eIPO
service (www.eipo.com.hk) and by electronic application instructions given to HKSCC
for a total of 3,398,200 Hong Kong Offer Shares were for Hong Kong Offer Shares with
an aggregate subscription amount (based on the maximum offer price of HK$12.28 per
Offer Share (excluding brokerage of 1%, SFC transaction levy of 0.003% and Hong Kong
Stock Exchange trading fee of 0.005% payable)) of HK$5 million or less (representing
approximately 0.31 times the 11,056,200 Hong Kong Offer Shares initially comprised in Pool
A), and two applications were for Hong Kong Offer Shares with an aggregate subscription
amount (based on the maximum offer price of HK$12.28 per Offer Share (excluding
brokerage of 1%, SFC transaction levy of 0.003% and Hong Kong Stock Exchange trading fee
of 0.005% payable)) of more than HK$5 million (representing approximately 0.09 times the
11,056,200 Hong Kong Offer Shares initially comprised in Pool B). There were no multiple
applications or suspected multiple applications. No applications have been rejected due to
bounced cheques. No applications have been rejected due to invalid applications which are
not completed per instructions of the Application Forms. No applications for more than
11,056,200 H Shares, being 50% of the Hong Kong Offer Shares initially available under the
Hong Kong Public Offering, have been identified. The Offer Shares offered in the Hong Kong
Public Offering were conditionally allocated on the basis set out in the paragraph headed “Basis
of Allotment under the Hong Kong Public Offering” below.
The final number of Offer Shares under the Hong Kong Public Offering is 4,398,200 Offer
Shares, representing approximately 1.99% of the total number of Offer Shares initially
available under the Global Offering.
Since the Hong Kong Public Offering is not fully subscribed for, the reallocation procedure
as described in section headed “Structure of the Global Offering — The Hong Kong Public
Offering — Reallocation” in the Prospectus has been applied. A total number of 17,714,200
Offer Shares initially available under the Hong Kong Public Offering have been reallocated to
the International Offering. Accordingly, no clawback mechanism has been effected.– 9 –
During the book-building process, sufficient indications were received for all Offer Shares
initially available under the International Offering. However, the final orders for the
International Offer Shares were for less than all the Offer Shares made available under
the International Offering. As a result of the above reallocation procedure, 216,723,800
Offer Shares are made available for the International Offering, representing approximately
98.01% of the total number of Offer Shares initially available under the Global Offering.
Of the 216,723,800 Offer Shares made available for the International Offering, 188,961,600
Offer Shares were subscribed for during the book-building process. Several Joint Global
Coordinators, namely, CITIC Securities Corporate Finance (HK) Limited, UBS AG,
Hong Kong Branch and Deutsche Bank AG, Hong Kong Branch, each as an International
Underwriter, or one or more of their respective affiliates, pursuant to the terms of the
International Underwriting Agreement, have taken up, respectively, 22,402,600, 4,649,600
and 710,000 unsubscribed International Offer Shares comprised in the International
Offering (including the Offer Shares reallocated from the Hong Kong Public Offering to the
International Offering). Pursuant to Paragraph 8 of Appendix 6 to the Hong Kong Listing
Rules, where securities are made available by the lead broker direct to the general public
by application direct to the lead broker and there is insufficient public demand, the amount
not taken up can be redistributed to clients of the lead broker. Save as disclosed, none of
the Underwriters, their respective affiliated companies and the connected clients of the lead
broker or of any distributors (as defined in Appendix 6 to the Hong Kong Listing Rules) has
taken up any Offer Shares for its own account under the International Offering.
The Joint Global Coordinators confirm that there is no over-allocation in the International
Offering and no Over-allotment Option will be anticipated to be exercised. As disclosed
in the section headed “Underwriting — Stabilization” in the Prospectus, CITIC Securities
Corporate Finance (HK) Limited has been appointed as the stabilizing manager. Several Joint
Global Coordinators, namely, CITIC Securities Corporate Finance (HK) Limited, UBS AG,
Hong Kong Branch and Deutsche Bank AG, Hong Kong Branch, each as an International
Underwriter, or one or more of their respective affiliates, have taken up certain unsubscribed
International Offer Shares as described above which are not subject to lock-up and they may
consider disposing of such Shares after Listing as they deem appropriate.
The Directors confirm that no Offer Shares have been allocated to applicants who are
directors, supervisors, existing shareholders or their Associates (except as modified by the
waiver granted by and consent from the Hong Kong Stock Exchange from strict compliance
with Rule 10.04 and Paragraph 5(2) of Appendix 6 to the Hong Kong Listing Rules as
disclosed in the section of the Prospectus headed “Waivers from Compliance with the Hong
Kong Listing Rules”) and connected persons of the Company within the meaning of the Hong
Kong Listing Rules, whether in their own names or through nominees. Save as disclosed,
according to the Joint Global Coordinators, none of the Underwriters, their respective
affiliated companies and the connected clients of the lead broker or of any distributors (as
defined in Appendix 6 to the Hong Kong Listing Rules) has taken up any Offer Shares for its
own account under the Global Offering. The Directors confirm that the Company complies
with the requirement of Rules 8.08(2) and 8.08(3) of the Hong Kong Listing Rules that apply
to the Company.– 10 –
BASIS OF ALLOTMENT UNDER THE HONG KONG PUBLIC OFFERING
Valid applications made by the public on WHITE and YELLOW Application Forms, by
electronic application instructions given to HKSCC via CCASS and to the White Form
eIPO Service Provider through the designated White Form eIPO service will be conditionally
allotted on the basis set out below:
NO. OF
H SHARES
APPLIED
FOR
NO. OF VALID
APPLICATIONS
BASIS OF ALLOTMENT/
BALLOT
APPROXIMATE
PERCENTAGE
ALLOTTED OF
THE TOTAL
NO. OF
H SHARES
APPLIED FOR
POOL A
200 279 200 Shares 100.00%
400 108 400 Shares 100.00%
600 36 600 Shares 100.00%
800 46 800 Shares 100.00%
1,000 102 1,000 Shares 100.00%
1,200 11 1,200 Shares 100.00%
1,400 8 1,400 Shares 100.00%
1,600 11 1,600 Shares 100.00%
1,800 11 1,800 Shares 100.00%
2,000 83 2,000 Shares 100.00%
3,000 36 3,000 Shares 100.00%
4,000 24 4,000 Shares 100.00%
5,000 30 5,000 Shares 100.00%
6,000 14 6,000 Shares 100.00%
7,000 1 7,000 Shares 100.00%
8,000 15 8,000 Shares 100.00%
9,000 4 9,000 Shares 100.00%
10,000 39 10,000 Shares 100.00%
20,000 20 20,000 Shares 100.00%
30,000 8 30,000 Shares 100.00%
40,000 1 40,000 Shares 100.00%
50,000 8 50,000 Shares 100.00%
60,000 1 60,000 Shares 100.00%
80,000 1 80,000 Shares 100.00%
100,000 2 100,000 Shares 100.00%
200,000 1 200,000 Shares 100.00%
300,000 1 300,000 Shares 100.00%
901
POOL B
500,000 2 500,000 Shares 100.00%
2– 11 –
The final number of Offer Shares comprised in the Hong Kong Public Offering is 4,398,200 H
Shares, representing approximately 1.99% of the Offer Shares in the Global Offering.
The number of Offer Shares comprised in the International Offering is 216,723,800 Offer
Shares, representing approximately 98.01% of the Offer Shares in the Global Offering.
RESULTS OF ALLOCATIONS
The results of allocations of Hong Kong Offer Shares in the Hong Kong Public Offering,
including applications made on WHITE and YELLOW Application Forms and through
giving electronic application instructions to HKSCC via CCASS and to the White Form
eIPO Service Provider through the designated White Form eIPO service and the Hong Kong
identity card/passport/Hong Kong business registration numbers of successful applicants
(where supplied) will be made available at the times and dates and in the manner specified
below:
— designated results of allocations websites at http://www.iporesults.com.hk, http://www.zzmj.com
and http://www.hkexnews.hk on a 24-hour basis from 8:00 a.m. on Tuesday, 4 December
2012 to 12:00 midnight on Monday, 10 December 2012. The user will be required to
key in the Hong Kong identity card/passport/Hong Kong business registration number
provided in his/her/its application to search for his/her/its own allocation result;
— the Company’s Hong Kong Public Offering allocation results telephone enquiry line.
Applications may find out whether or not their applications have been successful and
the number of Hong Kong Offer Shares allocated to them, if any, by calling 2862
8669 between 9:00 a.m. and 10:00 p.m. from Tuesday, 4 December 2012 to Friday,
7 December 2012; and
— special allocation results booklets at all the branches and sub-branches in this
announcement at the addresses set out herein during opening hours of individual
branches and sub-branches from Tuesday, 4 December 2012 to Thursday, 6 December
2012:
(a) Bank of China (Hong Kong) Limited:
Branch Name Address
Hong Kong Island Bank of China Tower
Branch
3/F, 1 Garden Road
Aberdeen Branch 25 Wu Pak Street, Aberdeen
Lee Chung Street Branch 29-31 Lee Chung Street, Chai
Wan
Kowloon Hoi Yuen Road Branch 55 Hoi Yuen Road, Kwun Tong
Yau Ma Tei Branch 471 Nathan Road, Yau Ma Tei
Mei Foo Mount Sterling
Mall Branch
Shop N47-49 Mount Sterling
Mall, Mei Foo Sun Chuen– 12 –
Branch Name Address
Metro City Branch Shop 209, Level 2,
Metro City Phase 1,
Tseung Kwan O
Shanghai Street
(Mong Kok) Branch
611-617 Shanghai Street, Mong
Kok
New Territories Tai Po Branch 68-70 Po Heung Street, Tai Po
Market
Citywalk Branch Shop 65, G/F, Citywalk,
1 Yeung Uk Road, Tsuen Wan
(b) Bank of Communications Co., Ltd. Hong Kong Branch:
Branch Name Address
Hong Kong Island Hong Kong Branch 20 Pedder Street, Central
Wanchai Sub-Branch G/F., 32-34 Johnston Road
Kowloon Cheung Sha Wan Plaza
Sub-Branch
Unit G04, Cheung Sha Wan Plaza,
833 Cheung Sha Wan Road
Ngau Tau Kok
Sub-Branch
Shop G1&G2, G/F., Phase I,
Amoy Plaza, 77 Ngau Tau Kok
Road
New Territories Sha Tsui Road
Sub-Branch
122-124 Sha Tsui Road, Tsuen
Wan
Tai Po
Sub-Branch
Shop No.1, G/F., Wing Fai Plaza,
29-35 Ting Kok Road
Applicants who wish to obtain their results of allocations are encouraged to make use of the
Company’s Hong Kong Public Offering allocation results enquiry telephone line or to use the
Company’s designated website at http://www.iporesults.com.hk.
Applicants applying through their designated CCASS Participants (other than CCASS
Investor Participants) can arrange with their designated CCASS Participants to advise them
of the number of Offer Shares allocated under their applications. Successful CCASS Investor
Participants can check the number of Offer Shares allocated to them via the CCASS Phone
System and CCASS Internet System on Tuesday, 4 December 2012 or from the activity
statement that will be made available by HKSCC to them showing the number of Hong Kong
Offer Shares credited to their CCASS Investor Participant stock accounts.– 13 –
Identification HKPO Identification HKPO Identification HKPO Identification HKPO
Document Shares Document Shares Document Shares Document Shares
Number(s) Allocated Number(s) Allocated Number(s) Allocated Number(s) Allocated
證件號碼 證件號碼 證件號碼 證件號碼
獲配發股份 獲配發股份 獲配發股份 獲配發股份
———— ———— ———— ———— ———— ———— ———— ————
22303036 1000 G3868574 200
A0554564 1000 G4063464 200
A1976527 1200 G4509543 200
A3513974 200 G4621823 800
A353839A 10000 G4663011 9000
A3631322 200 G4737929 1000
A482860A 20000 G4769596 3000
A6108159 50000 G5710250 200
A7157323 600 G7044436 200
A7168287 200 G8027063 400
A7246393 3000 G8053056 200
A7416124 1000 G8081912 3000
A7763126 400 H0041493 50000
A8412459 200 H3580913 1200
A8464122 2000 H4068183 1000
A8642853 400 H4226218 200
A9364326 1000 H4393572 400
B0125062 10000 K0118052 800
B1047928 400 K0166634 200
B481184A 400 K0503029 200
B5380826 1000 K0695335 800
B995567A 1000 K0723576 200
C232460A 5000 K1051369 200
C3117004 400 K2313855 2000
C3210349 8000 K2546949 200
C3653062 400 K2930064 2000
C3862494 200 K2956004 200
C395089A 400 K304274A 400
C4855807 200 K3319962 200
C5872705 1000 K3558916 400
C5873310 800 K3588394 200
C6132632 200 K3829308 5000
C6268364 1000 K4249267 5000
C6450405 800 K4631536 200
D0304000 2000 K4911431 600
D0400557 200 K4998715 400
D1321103 2000 K5490561 200
D1615239 800 K5553342 2000
D1906349 1000 K5643619 200
D2013135 1000 K655718A 200
D2282594 200 K670722A 1000
D2288436 200 K6868819 2000
D2553318 200 K8832439 200
D2700884 2000 K9207953 600
D3075029 800 K9745092 600
D4825226 400 P0370510 400
D4825234 400 P2685802 200
D5108501 1000 P5914543 3000
D5809062 800 P6139195 1000
D6406247 10000 P6865406 200
D6715347 200 P7490503 200
D6740422 1000 P8298061 200
D6743294 1000 R8731720 200
D7080752 1000 V0559792 400
D8047279 200 V0590037 400
E0775677 6000 V0886947 400
E0781367 2000 Y1508049 200
E2053059 800 Y2065078 200
E2675149 200 Y3778817 200
E409853A 1200 Z0120082 400
E4282462 400 Z0225739 5000
E4383838 200 Z1737083 1000
E4393361 800 Z1799666 200
E4395917 400 Z1848233 400
E4794226 2000 Z210260A 10000
E4906490 3000 Z284018A 1000
E5028918 200 Z3344739 400
E5290787 1600 Z3695175 400
E532147A 800 Z3706517 200
E5821472 400 Z5463158 400
E6824459 800 Z722973A 400
E7271291 600 Z8906670 1800
E7393478 400 Z9080776 800
E7508283 1400 Z9238949 2000
E7753210 200
E909771A 400
E9101865 1000
E9577967 2000
E986480A 5000
G0379149 400
G0556504 2000
G0858462 200
G1234314 200
G1494146 200
G1723307 2000
G2095016 200
G2462450 200
G255794A 200
分配結果（白表） – 1 – Results of Applications (White Form)– 14 –
Identification HKPO Identification HKPO Identification HKPO Identification HKPO
Document Shares Document Shares Document Shares Document Shares
Number(s) Allocated Number(s) Allocated Number(s) Allocated Number(s) Allocated
證件號碼 證件號碼 證件號碼 證件號碼
獲配發股份 獲配發股份 獲配發股份 獲配發股份
———— ———— ———— ———— ———— ———— ———— ————
A5583228 200
A6679032 200
A9726767 400
B6383020 200
B6383039 200
B8942752 1000
C6133922 1000
D1228553 200
D1413989 1000
D2128501 200
D2364604 200
D2468698 200
D2840295 200
D3087213 200
D3310419 2000
D3838251 1000
D4556438 200
D497941A 1000
D5425752 400
D8500968 20000
E4555140 200
E4683823 1200
E6150717 200
E6185774 400
G2185120 200
G3638684 2000
G3852570 200
G4806351 200
G5427028 3000
G637842A 800
G6697819 200
H1338945 10000
H3855920 200
H3993452 800
K0797545 200
K1222155 200
K1334530 200
K1470272 200
K5067499 200
K5196736 200
K5834791 400
P5098436 1000
Y0300703 400
Z0472779 1000
Z0545792 200
Z0749703 200
Z4016255 200
Z435777A 200
Z8042153 200
Z935146A 200
分配結果（黃表） – 1 – Results of Applications (Yellow Form)– 15 –
Identification HKPO Identification HKPO Identification HKPO Identification HKPO
Document Shares Document Shares Document Shares Document Shares
Number(s) Allocated Number(s) Allocated Number(s) Allocated Number(s) Allocated
證件號碼 證件號碼 證件號碼 證件號碼
獲配發股份 獲配發股份 獲配發股份 獲配發股份
———— ———— ———— ———— ———— ———— ———— ————
001294416 200 709232616 200 IS7560371 400
003092935 200 712114012 200 IS7624581 200
007052111 200 740125081 200 IS7702130 1000
008238318 200 762049856 400 IS7840392 2000
008933000 200 768031023 5000 IS7977388 200
0162443 5000 773293295 6000 IS8644382 400
0348416 20000 803034725 200 IS9148843 200
0353469 4000 805293324 200 IS9733183 600
0365185 400 809182634 200 IS9755445 1000
0451701 1200 812272615 200 K0943525 1000
0511337 1000 905172952 200 K1609955 400
0645135 5000 A3395130 8000 K1784676 5000
0960894 3000 A7503736 10000 K297049A 200
10218157 200 A897553 2000 K3289397 600
105042130 200 A9001738 8000 K3733882 5000
10529292X 200 A9623941 200 K575910 200
110053337 200 A979312A 3000 K5780144 200
130503197 1400 C4306145 800 K5879086 200
200426775 20000 C5547936 10000 K7252005 2000
20216253X 200 D2190002 400 K8668604 2000
20218033X 200 D2373654 400 K9386114 200
206062145 200 D365262 400 K9845550 30000
208052704 2000 D4069197 200 MZ0425400 800
209110984 200 D5921261 1000 P060757A 400
211104727 200 D5964130 200 P1524899 5000
212275598 2000 D596472 3000 P2208281 4000
230099822 2000 D5987971 200 P2744523 3000
235422391 2000 D6913092 5000 P2888266 50000
236294849 5000 D8006955 400 P3201477 5000
240331082 2000 D8393614 500000 P488201 200
242273878 600 E0816608 5000 P5376738 200
243136884 800 E1001512 200 P698228 4000
245124193 5000 E1008008 200 P8802932 200
249276718 200 E1037383 200 R038621 400
249368937 1400 E3923979 8000 V0315680 20000
255297608 400 E448782A 4000 V0600202 600
258274489 1000 E4890373 1000 W01648246 200
263227449 800 E504849 10000 W04075005 200
265076901 8000 E6538774 10000 X1908707 5000
266390475 10000 E6688717 4000 Y0662249 200
266537141 8000 E814272A 2000 Y1249205 400
275249415 1000 E8656405 800 Z2916542 200
284333572 20000 E9817674 30000 Z3411444 400
286489232 1000 G2682159 4000 Z402001 1800
290338508 2000 G2926732 1000 Z713226 1800
295846018 200 G371770 4000
301312424 200 G533167 800
302032624 200 G560325A 3000
304182650 200 G6053164 1400
305222628 200 G6555615 400
309140610 200 G6820866 20000
310262965 200 G6855392 1000
325054724 2000 G6867781 400
329342570 2000 G803387 5000
348251729 10000 G8217237 600
35814214 1000 GS062336B 6000
359367190 400 H0041183 3000
360111196 200 H412930 1000
360142152 10000 H425654 2000
361083264 3000 IS1153893 400
361232432 400 IS1688689 200
363334632 2000 IS1771138 600
366150993 4000 IS2104143 800
370045262 80000 IS2161192 1000
371296922 400 IS2666138 400
378080576 1000 IS2721958 2000
378111371 8000 IS3628868 2000
383292521 6000 IS3713953 200
385357686 2000 IS3825370 400
388011322 600 IS3977982 400
388055477 200 IS4034622 1000
395300270 1000 IS4319285 1000
401252014 200 IS4355989 800
403262064 200 IS4549101 400
411142659 200 IS4715870 400
412264216 200 IS5007673 1600
440103197 400 IS5198215 600
502034449 200 IS5466411 200
507292616 200 IS5562158 10000
510202927 200 IS5826616 400
602262548 200 IS6014489 400
602281146 200 IS6058315 400
607275137 200 IS6089139 2000
611200729 200 IS6120130 400
660426272 200 IS6930201 2000
704292415 200 IS7095688 1000
706124412 200 IS7147673 200
709095624 200 IS7471282 10000
分配結果（黃表－電子認購指示） – 1 – Results of Applications (EIPO)– 16 –
COLLECTION/POSTING OF H SHARE CERTIFICATES
Applicants who apply for and are successfully or partially successfully allocated 1,000,000 or
more Hong Kong Offer Shares using White Form eIPO service by submitting an electronic
application instructions to the designated White Form eIPO Service Provider through the
designated website at http://www.eipo.com.hk or those using WHITE Application Forms and
have indicated their intention in their WHITE Application Forms to collect their H Share
certificate(s) (if any) in person may collect their H Share certificates in person from the H
Share Registrar, Computershare Hong Kong Investor Services Limited, at Shops 1712–1716,
17th Floor, Hopewell Centre, 183 Queen’s Road East, Wanchai, Hong Kong between 9:00 a.m.
and 1:00 p.m. on Tuesday, 4 December 2012, or such other date as notified by the Company in
the South China Morning Post (in English) and the Hong Kong Economic Times (in Chinese)
and on the website of the Company at http://www.zzmj.com and the website of the Hong Kong
Stock Exchange at http://www.hkexnews.hk.
Applicants being individuals who opt for personal collection must not authorise any other
person to make collection on their behalf. Applicants being corporations which opt for
personal collection must attend by sending their authorised representatives each bearing a
letter of authorisation from their corporation stamped with their corporation’s chop. Both
individuals and authorised representatives (if applicable) must produce, at the time of
collection, evidence of identity acceptable to the H Share Registrar. Uncollected H Share
certificates will be dispatched by ordinary post and at the applicant’s own risk to the addresses
as specified in the WHITE Application Forms or their electronic application instructions to
designated White Form eIPO Service Provider on Tuesday, 4 December 2012.
Wholly or partially successful applicants who applied on a YELLOW Application Form
or by giving electronic application instructions to HKSCC via CCASS and elected to
have allocated Hong Kong Offer Shares deposited directly into CCASS, will have H share
certificates issued in the name of HKSCC Nominees Limited and deposited directly into
CCASS for credit to their CCASS Investor Participant stock accounts or the stock accounts of
their designated CCASS Participants as instructed by them in respect of applications which are
wholly or partially successful on Tuesday, 4 December 2012, or under contingent situation, on
any other date as shall be determined by HKSCC or HKSCC Nominees.
Applicants applying through a designated CCASS Participant (other than a CCASS Investor
Participant) using YELLOW Application Forms or by giving electronic application
instructions to HKSCC via CCASS should check the number of the Hong Kong Offer Shares
allotted to them with that CCASS Participant.
Applicants applying as a CCASS Participant on YELLOW Application Forms or by giving
electronic application instructions through HKSCC via CCASS should check and report any
discrepancies to HKSCC before 5:00 p.m. on Tuesday, 4 December 2012 or such other date as
shall be determined by HKSCC or HKSCC Nominees.
REFUND OF APPLICATION MONIES
Applicants who have applied for 1,000,000 Hong Kong Offer Shares or more or using WHITE
or YELLOW Application Forms and have indicated their intention in their Application
Forms to collect their refund cheques in person may collect refund cheques (if any) in person
from the H Share Registrar, Computershare Hong Kong Investor Services Limited at Shops
1712–1716, 17th Floor, Hopewell Centre, 183 Queen’s Road East, Wanchai, Hong Kong – 17 –
between 9:00 a.m. and 1:00 p.m. on Tuesday, 4 December 2012 or such other date as notified
by the Company in the South China Morning Post (in English) and the Hong Kong Economic
Times (in Chinese) and on the website of the Company at http://www.zzmj.com and the website of
the Hong Kong Stock Exchange at http://www.hkexnews.hk.
Refund cheques which are either not available for personal collection, or which are available
but are not collected in person, will be dispatched by ordinary post to the address as specified
in the WHITE or YELLOW Application Forms at the applicant’s own risk on Tuesday, 4
December 2012.
For applicants who have paid the application monies from a single bank account using White
Form eIPO service, e-refund payment instructions (if any) are expected to be dispatched to
the application payment accounts on Tuesday, 4 December 2012. For applicants who have
paid the application monies from multi-bank accounts using White Form eIPO service,
refund cheques (if any) are expected to be dispatched by ordinary post at their own risk on
Tuesday, 4 December 2012.
Refund monies for applicants applying by giving electronic application instructions to
HKSCC are expected to be credited to the relevant applicants’ designated bank accounts or
the designated bank accounts of their brokers or custodians on Tuesday, 4 December 2012.
For applicants applying (whether using YELLOW Application Forms or by giving electronic
application instructions to HKSCC) as CCASS Investor Participants, they can also check
their new account balance and the amount of refund (if any) payable to them via the CCASS
Phone System or the CCASS Internet System at https://ip.ccass.com (using the procedures
contained in HKSCC’s “An Operating Guide for Investor Participants” in effect from time
to time) immediately after the credit of the Offer Shares to their stock accounts on Tuesday,
4 December 2012. HKSCC will also make available to such application activity statements
showing the number of Offer Shares credited to their CCASS Investor Participants stock
accounts and (for CCASS Investor Participants applying by giving electronic application
instructions to HKSCC) the refund amount credited to their respective designated bank
accounts (if any).
Applicants applying through designated CCASS Clearing Participant(s) or CCASS Custodian
Participant(s) by giving electronic application instructions to HKSCC via CCASS may
check the refund amount payable to them through their brokers or custodians on Tuesday, 4
December 2012.
THE INTERNATIONAL OFFERING
Since the Hong Kong Public Offering is not fully subscribed for, the reallocation procedure
as described in section headed “Structure of the Global Offering — The Hong Kong Public
Offering — Reallocation” in the Prospectus has been applied. A total number of 17,714,200
Offer Shares initially available under the Hong Kong Public Offering have been reallocated to
the International Offering. As a result of the above reallocation procedure, 216,723,800 Offer
Shares are made available for the International Offering, representing approximately 98.01%
of the total number of Offer Shares initially available under the Global Offering. The Joint
Global Coordinators confirm that there is no over-allocation in the International Offering and
no Over-allotment Option will be anticipated to be exercised.– 18 –
The Directors confirm that the International Offering is in compliance with the applicable
placing guidelines for equity securities as set out in Appendix 6 to the Hong Kong Listing
Rules except as modified by the waiver granted by and consent from the Hong Kong Stock
Exchange from strict compliance with Rule 10.04 and Paragraph 5(2) of Appendix 6 to the
Hong Kong Listing Rules, as disclosed in the section of the Prospectus headed “Waivers from
Compliance with the Hong Kong Listing Rules”, and no placee will, individually, be placed
Offer Shares representing 10% or more of the enlarged issued share capital of the Company
immediately after the Global Offering. As such, save as already disclosed in the Prospectus,
the Directors believe that there will not be any new substantial shareholder of the Company
immediately after the Global Offering, and the number of H Shares to be held in public hands
at the time of Listing should satisfy the requirement under Rule 8.08 of the Hong Kong Listing
Rules that apply to the Company.
A P P O I N T M E N T O F A D D I T I O N A L J O I N T B O O K R U N N E R I N T H E
INTERNATIONAL OFFERING
In connection with the International Offering, the Company has appointed ICBC International
Capital Limited as an additional Joint Bookrunner to participate in the International Offering.
OVER-ALLOTMENT OPTION
The Joint Global Coordinators confirm that there is no over-allocation in the International
Offering and no Over-allotment Option will be anticipated to be exercised. As disclosed in the
section headed “Underwriting — Stabilization” in the Prospectus, CITIC Securities Corporate
Finance (HK) Limited has been appointed as the stabilizing manager.
CORNERSTONE INVESTORS
Pursuant to the cornerstone investment agreements entered into with the Cornerstone
Investors as described in the section headed “Cornerstone Investors” of the Prospectus, the
Cornerstone Investors have in aggregate subscribed for 89,596,800 H Shares, which represents
approximately 5.53% of the Company’s total issued share capital immediately following
the completion of the Global Offering (on the basis that the Over-allotment Option is not
exercised).
Related information of the subscription by each of the Cornerstone Investors is set out below:
Cornerstone Investors
Number of
H Shares
Approximate
percentage of the
enlarged issued
share capital
China Huadian HongKong Company Limited 22,399,200 1.38%
Eldon Development Ltd. 7,466,400 0.46%
Topful Holdings Limited 37,332,000 2.30%
Yitai (Group) HK Co., Ltd. 22,399,200 1.38%
Total 89,596,800 5.53%
Note: Any discrepancies in the above table between totals and sums of amounts listed therein are due to
rounding.– 19 –
TRANSFER OF STATE-OWNED SHARES TO NSSF
In accordance with relevant PRC regulations regarding the reduction of state-owned shares,
Henan SASAC is required to transfer to the NSSF such number of A Shares as in aggregate
would be equivalent to 10% of the number of the Offer Shares (i.e. 22,112,200 Shares on the
basis that the Over-allotment Option is not exercised).
PUBLIC FLOAT
Immediately following completion of the Global Offering, on the basis that the Over-allotment
Option is not exercised, the number of H Shares in public hands is expected to represent
approximately 15% of the then enlarged total issued share capital of the Company.
COMMENCEMENT OF DEALINGS IN THE H SHARES
The H Shares will be traded in board lots of 200 H Shares each. The stock code of the H
Shares is 0564. Assuming the Global Offering becomes unconditional in all aspects at 8:00 a.m.
on Wednesday, 5 December 2012, dealings in the H Shares on the Hong Kong Stock Exchange
are expected to commence at 9:00 a.m. on Wednesday, 5 December 2012.
The Company will not issue any temporary documents of title. No receipts will be issued for
application monies paid.
By order of the Board
Zhengzhou Coal Mining Machinery Group Company Limited
Jiao Chengyao
Chairman
Hong Kong, 4 December 2012
As at the date of this announcement, the executive Directors are Mr. JIAO Chengyao,
Mr. SHAO Chunsheng, Mr. XIANG Jiayu, Mr. FU Zugang and Mr. WANG Xinying; and the
independent non-executive Directors are Mr. LIN Zhijun, Mr. LI Bin, Mr. GAO Guoan and
Mr. LUO Jiamang.
Please also refer to the published version of this announcement in the South China Morning
Post (in English) and the Hong Kong Economic Times (in Chinese) and on the website
of the Company at http://www.zzmj.com and the website of the Hong Kong Stock Exchange at
http://www.hkexnews
Consumer Advocacy Business Industry Research & Investigations (CABIRI) 